Lisa Vieira's Profile Image

Lisa Vieira

Lisa Vieira is a Compliance Associate at Compliance Advisor Professionals, who works collaboratively with the CAP Team and is the point person for various Regulatory Filings.

Lisa holds an Associate’s Degree in Office Administration from Bristol Community College. Prior to joining CAP in 2018, Lisa worked as a Human Resources Generalist for over 12 years at New York Life Investment Management, and for John Hancock, after its acquisition.

Lisa is responsible for editing and filing Regulatory Documents. Her efficiency, attention to detail, and organizational skills make her a perfect fit for this role. Her familiarity and experience working with forms and filings has earned the nickname “Forms Guru”. She manages our Annual Renewal and Annual Amendment process and keeps our team and clients alike on track to get everything filed accurately and on time. She is team-player who is a wonderful addition to the collaborative environment at CAP.

Born and raised in Southeastern Massachusetts, Lisa resides in the area with her family Paul, Tiago and Olde English Bulldog, Brewin. She enjoys spending time with her family and cooking - especially Portuguese food, which we occasionally get to benefit from here at CAP!

Testimonials

As an attorney for 15 years in another heavily regulated industry, I have experience working with compliance professionals and the daunting task of setting up a compliance program. Before working with Ellen and her team, I had many concerns about cho…”
– David Schram, JD, Elements 5 Investment Management, LLC

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