David J. Yvars, Sr.

I wanted to thank you for all you have done for us through our recent SEC audit.

The positive results of our SEC audit is verification that the services your firm has provided to us, for the last 10 years, has proven to be a successful approach to our compliance needs. Something we all should be very proud of!

On a personal note, you have also been a pleasure to work with over the last 10 years.

Let’s continue to be at the top of our game! Mediocrity is never an option when it comes to compliance!


In the beginning, our knowledge about Registration and Compliance would fit on a 3×5 card. But our concern level about these issues was off the scale. CAP makes the overwhelming, very manageable and the confusing, simple. After the first few mee…”
– Matt Burton, CFA, Narwhal Capital Management, LLC

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