David J. Yvars, Sr.

I wanted to thank you for all you have done for us through our recent SEC audit.

The positive results of our SEC audit is verification that the services your firm has provided to us, for the last 10 years, has proven to be a successful approach to our compliance needs. Something we all should be very proud of!

On a personal note, you have also been a pleasure to work with over the last 10 years.

Let’s continue to be at the top of our game! Mediocrity is never an option when it comes to compliance!


Our firm began working with Compliance Advisor Professionals while transitioning to a fee-only model several years ago. Moving from the FINRA brokerage environment to an SEC advisory approach included a steep learning curve for me as the newly appoin…”
– Kimberly R. Taylor, IACCP®, Vantage Financial Partners Limited

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