Our firm began working with Compliance Advisor Professionals while transitioning to a fee-only model several years ago. Moving from the FINRA brokerage environment to an SEC advisory approach included a steep learning curve for me as the newly appointed CCO. Different and immediate reporting requirements were handled readily and most effectively with the assistance and services provided by CAP. Most importantly, their approach was to provide education and counsel. Ellen and the rest of the team focused first on our relationship, which offered assurance to us that the support they provided would be designed around our particular needs, and remains this way to this day. Their attention to detail and commitment to stay apprised of the constantly changing regulatory environment has and continues to offer us the reliance we need.