In the beginning, our knowledge about Registration and Compliance would fit on a 3x5 card. But our concern level about these issues was off the scale. CAP makes the overwhelming, very manageable and the confusing, simple. After the first few meetings, we realized that CAP was truly invested in our well-being and success. In life and in business, when other people actually proactively think and plan for you, the last thing you do is let them go. Besides, who wants to go through life with just "vendors" and "clients", when you can achieve the same with "partners" and "friends"?


As an attorney for 15 years in another heavily regulated industry, I have experience working with compliance professionals and the daunting task of setting up a compliance program. Before working with Ellen and her team, I had many concerns about cho…”
– David Schram, JD, Elements 5 Investment Management, LLC

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