Sally Long, CTFA

Our firm’s decision to engage Ellen Bruno and her team at Compliance Advisor Professionals, LLC, resulted in aligning our firm with a tremendous resource. As I moved into the role as the firm’s Chief Compliance Officer, I had (literally) big shoes to fill. So began, what I believe to be, a key alliance for the successful update and implementation of our Compliance program. Ellen brings a wealth of knowledge, combined with common sense, and a genuine interest in working with our firm. She is our advocate. I enthusiastically recommend Ellen and her team at Compliance Advisor Professionals, LLC.

Testimonials

Ellen Bruno and her team have provided U.S. compliance services to us for our dual-regulated firm based in the UK for over 10 years. Ellen is practical, business focused and sensitive to the challenges of dual regulation.”
– Caroline Wells, Sarasin Asset Management, London

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